Heidi Gum
Investment adviser representative at LPL Financial LLC
13 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Heidi Gum? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCJan 2025 to now
- Fields Financial ServicesNov 2022 to now
- UnemployedAug 2022 to Nov 2022
- Northwestern MutualJun 2022 to Aug 2022
- Washington Health Systems - Wildred R Cameron Wellness CenterJan 2022 to Jun 2022
- Globe Life Liberty National Division - the Keller AgenciesJul 2020 to Dec 2021
- West Virginia UniversityAug 2013 to Aug 2020
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (PA, WV).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7567966
- Firm CRD
- 6413