Nicholas Barth
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2026 to now
- StudentJun 2025 to May 2026
- RBC Capital Markets, LLCMay 2023 to Jun 2025
- Bok FinancialMay 2022 to Jan 2023
- WagoMay 2021 to Aug 2021
- Sunlite PlasticsMay 2020 to Aug 2020
- University Wisconsin WhitewaterAug 2019 to May 2023
- AlgaemenMay 2019 to Aug 2019
- Menomonee Falls Parks Dept.Jun 2018 to Aug 2018
- Hamilton High SchoolSep 2016 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (WI).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7567524
- Firm CRD
- 7691