Nicholas James Banks
Investment adviser representative at MML Investors Services, LLC
14 yearsExperience
1 stateRegistered in
$115.6BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Massmutual Life Insurance CompanyNov 2022 to now
- MML Investors Services, LLCMay 2022 to now
- Rockland TrustMay 2021 to Aug 2021
- Rockland TrustDec 2020 to Jan 2021
- Rockland TrustMay 2020 to Aug 2020
- Rockland TrustDec 2019 to Jan 2020
- Rockland TrustMay 2019 to Aug 2019
- Rockland TrustDec 2018 to Jan 2019
- Bryant UniversitySep 2018 to Jun 2022
- Rockland TrustJun 2018 to Aug 2018
- Full Time StudentJan 2012 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7566079
- Firm CRD
- 10409