Caleb N Harris
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2023 to now
- Merrill LynchMay 2022 to now
- Indiana National GuardMay 2018 to now
- Regions BankOct 2021 to May 2022
- Men's WearhouseApr 2019 to Oct 2021
- Ball State UniversityAug 2017 to May 2022
- Wet Feet Tree and Shrub IncJun 2016 to Aug 2018
- Heritage Christian SchoolAug 2014 to May 2017
- Oaklandon Youth OrganizationApr 2012 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7565543
- Firm CRD
- 7691