Claudio Tavares
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.ADec 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2022 to now
- Full Time EducationFeb 2022 to May 2022
- Town of NorthboroughSep 2021 to Feb 2022
- Full Time EducationMay 2021 to Sep 2021
- Town of BoxboroughFeb 2021 to May 2021
- Town of MendonSep 2020 to Feb 2021
- Town of AbingtonJul 2019 to Feb 2021
- Full Time EducationMar 2019 to Jul 2019
- Altitude Trampoline ParkSep 2018 to Mar 2019
- Full Time EducationJun 2018 to Sep 2018
- WalmartJul 2017 to Jun 2018
- Full Time EducationOct 2016 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7565505
- Firm CRD
- 7691