Laura Cristina Smith
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Laura Cristina Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCMay 2022 to now
- Midwestone BankMar 2021 to May 2022
- UnemployedNov 2019 to Mar 2021
- Best Learning EducationApr 2018 to Nov 2019
- KoelnmesseSep 2017 to Mar 2018
- StudentJan 2017 to Apr 2018
- UnemployedMay 2016 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (MN).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7565087
- Firm CRD
- 31194