Cole Michael Pettis
Investment adviser representative at 49 Financial
10 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- 49 FinancialJun 2023 to now
- Oakwood Capital Securities, Inc.Jul 2024 to Dec 2024
- Purshe Kaplan Sterling InvestmentsMay 2022 to Jul 2024
- Thrivent Advisor Network dba 49 FinancialJan 2022 to Jan 2023
- Wentworth Management ServicesDec 2019 to Jan 2022
- University of OklahomaAug 2018 to May 2022
- Crunch FitnessAug 2018 to May 2020
- Anytime FitnessMay 2018 to Aug 2018
- Prosper High SchoolAug 2014 to May 2018
- Jc's Burger HouseJan 2014 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7564903
- Firm CRD
- 319484