Johnpaul Arpin
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
18 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Bank of America, N.A.Mar 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2023 to now
- UBS Financial Services IncJun 2022 to Jan 2023
- Mutual of OmahaJan 2021 to Nov 2021
- Clb Network, LLCApr 2020 to Dec 2022
- 41 WestOct 2018 to Aug 2021
- High Point UniversityAug 2018 to May 2022
- UnemployedApr 2018 to Aug 2018
- Seacrest Country Day SchoolJul 2008 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7563836
- Firm CRD
- 7691