Maxwell Lee Joakim
Investment adviser representative at Vanguard Advisers, Inc.
13 yearsExperience
3 statesRegistered in
$344.6BFirm assets
31 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Vanguard Advisers, Inc.Aug 2023 to now
- The Vanguard Group, Inc.Jun 2022 to now
- Vanguard Marketing CorporationJun 2022 to now
- Stop & ShopMar 2020 to Jun 2020
- StaplesFeb 2019 to Jan 2022
- Bentley UniversityAug 2018 to May 2022
- StaplesMay 2017 to Jan 2019
- Barnstable High SchoolAug 2013 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 3 states (MA, PA, TX).
Vanguard Advisers, Inc.
$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7563568
- Firm CRD
- 106715