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James Douglas Hempstead

Investment adviser representative at Raymond James Financial Services Advisors, Inc
11 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Raymond James Financial Services Advisors, IncDec 2023 to now
  2. Raymond James Financial Services, IncJun 2023 to now
  3. Cambridge Investment Research, Inc.May 2022 to Jul 2022
  4. Capital Asset Management GroupMay 2022 to Jul 2022
  5. Donovans ReefMay 2021 to Aug 2021
  6. Virginia Polytechnic Institute and State UniversityAug 2019 to May 2023
  7. Copper Canyon ResturantJul 2018 to Aug 2018
  8. Rumson Fair-haven Regional High SchoolSep 2015 to Jun 2019

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 1 state (VA).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7562595
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
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