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Johnny Lee Ruffin

Investment adviser representative at Vanguard Advisers, Inc.
12 yearsExperience
1 stateRegistered in
$344.6BFirm assets
31 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

12 years in the industry.

  1. Ruffin Group Holdings, LLC dba Ruffin Event Co.Jul 2026 to now
  2. Vanguard Advisers, Inc.Oct 2023 to now
  3. The Vanguard Group, Inc.Jun 2022 to now
  4. Vanguard Marketing CorporationJun 2022 to now
  5. SaksJun 2021 to Jul 2021
  6. International Paper Co.May 2020 to Aug 2020
  7. Baylor UniversityAug 2018 to May 2022
  8. Simos Insourcing SolutionsJun 2018 to Jul 2018
  9. Lifetime FitnessOct 2017 to Apr 2018
  10. Houston High SchoolAug 2014 to May 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2022
  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 1 state (TX).

Vanguard Advisers, Inc.

$344.6BAssets managed
791,528Clients
2,464Advisers
31 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7562048
Firm CRD
106715
Advisor's SEC record (opens in a new tab)
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