Marc Smith
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you Marc Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Dec 2023 to now
- AninjaAug 2023 to Nov 2023
- UnemployedJun 2023 to Aug 2023
- Bryant UniversitySep 2022 to May 2023
- UBS Financial ServicesJun 2022 to Aug 2022
- Bryant UniversitySep 2021 to May 2022
- City of Gloucester Department of Public WorksMay 2021 to Aug 2021
- Bryant UniversitySep 2020 to May 2021
- Kc White ConstructionMay 2020 to Aug 2020
- Bryant UniversitySep 2019 to May 2020
- The Event CompanyApr 2019 to Aug 2019
- Gloucester High SchoolSep 2018 to Jun 2019
- Mile Marker OneJun 2018 to Aug 2018
- Gloucester High SchoolSep 2017 to Jun 2018
- Seaport GrilleJun 2017 to Aug 2017
- Gloucester High SchoolSep 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7561469
- Firm CRD
- 8174