Stephanie M Mcauliffe
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jun 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2026 to now
- Rsm US LLPJul 2024 to Apr 2026
- Bentley UniversityAug 2023 to Jul 2024
- Citizens BankMay 2023 to Aug 2023
- Bentley UniversityAug 2022 to May 2023
- Merrill LynchMay 2022 to Aug 2022
- Bentley UniversityAug 2021 to May 2022
- Charlesbank Garden ApartmentsMay 2021 to Aug 2021
- Bentley UniversityAug 2020 to May 2021
- Tilly and Salvy's Bacon Street FarmAug 2019 to Aug 2020
- Bright Beginnings DaycareSep 2018 to Apr 2019
- Natick High SchoolAug 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CT).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7560967
- Firm CRD
- 7691