Heather Elizabeth Peterson
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Heather Elizabeth Peterson? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCAug 2025 to now
- Cape Cod Five Cents Savings BankMay 2025 to Aug 2025
- Cape Cod Five Cents Savings BankMay 2024 to Aug 2024
- RBC Wealth ManagementMay 2023 to Aug 2023
- Emmanuel CollegeSep 2022 to May 2025
- Ameriprise Financial ServicesMay 2022 to Jul 2022
- EducationSep 2021 to May 2022
- Sea Dog Brew PubApr 2019 to Sep 2020
- Good Friends CafeSep 2017 to Aug 2021
- EducationNov 2015 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (RI, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7560833
- Firm CRD
- 31194