Carol Zabala Vaughn
Investment adviser representative at Sage Mountain Advisors, LLC
10 yearsExperience
1 stateRegistered in
$4.3BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Sage Mountain Advisors, LLCSep 2026 to now
- Sage MountainSep 2026 to now
- Oppenheimer & CoJun 2022 to Sep 2026
- Truist BankMar 2020 to May 2022
- Self EmployedJan 2020 to Mar 2020
- Aupair In AmericaSep 2017 to Dec 2019
- Self EmployedJul 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (GA).
Sage Mountain Advisors, LLC
$4.3BAssets managed
193Clients
21Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7559919
- Firm CRD
- 298593