Alexa Julianne Steffens
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
13 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Freestone Capital Management, LLCFeb 2025 to now
- Eastside Catholic Middle SchoolFeb 2023 to now
- Cambridge Investment Research Advisors, Inc.Apr 2024 to Feb 2025
- Cambridge Investment Research, Inc.May 2022 to Feb 2025
- Lio InsuranceMay 2021 to Aug 2021
- UnemployedMay 2020 to Aug 2021
- Univesity of LouisvilleAug 2019 to May 2023
- Focalpointe ConsultingJul 2019 to Aug 2019
- UnemployedNov 2013 to Jul 2019
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (WA).
Freestone Capital Management, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7555889
- 145711