Nicolas Allen Warden
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
10 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Commonwealth Retirement Investments LLCNov 2026 to now
- Commonwealth Retirement AdvisorsJan 2025 to now
- Oth Chophouse & Oyster BarOct 2024 to Dec 2024
- UnemployedJun 2024 to Oct 2024
- Oakheart Financial GroupJun 2022 to Jun 2024
- The CliftonJun 2021 to Jun 2022
- Trump WineryMay 2021 to Sep 2021
- Full Time EducationJan 2021 to May 2021
- White Horse Auto WashDec 2020 to Jan 2021
- Our Lady of PeaceOct 2017 to Dec 2020
- Full Time EducationJul 2016 to Sep 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (VA).
Commonwealth Retirement Investments LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7551897
- 285998