Cole Allen Stein
Investment adviser representative at Modern Wealth Management, LLC
13 yearsExperience
1 stateRegistered in
$10.9BFirm assets
3 yearsFirm in business
Are you Cole Allen Stein? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Modern Wealth Management, LLCAug 2025 to now
- Northwestern Mutual Wealth Management CompanySep 2024 to Aug 2025
- Northwestern Mutual Investment Services LLCOct 2023 to Aug 2025
- John BlackApr 2022 to Aug 2025
- Be WealthMay 2020 to Dec 2021
- L and S BuildersMay 2019 to Jun 2023
- StudentMay 2018 to May 2023
- UnemployedApr 2013 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (KS).
Modern Wealth Management, LLC
$10.9BAssets managed
11,934Clients
161Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7544619
- Firm CRD
- 324624