Maxwell Fontaine
Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCAug 2023 to now
- The Vanguard Group, IncMay 2022 to Aug 2023
- Self EmployedJan 2021 to May 2022
- Fontane Foundation Inc. Non-profitSep 2020 to Aug 2023
- Cascio & Sons ConstructionJan 2020 to Dec 2020
- Self EmployedJul 2019 to Nov 2019
- Genworth FinancialJun 2017 to Jul 2019
- Wasabi Japanese Steak House and Sushi BarFeb 2017 to Sep 2017
- Liberty UniversityJan 2015 to May 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7544309
- Firm CRD
- 6413