Thomas John Legel
Investment adviser representative at Cetera Investment Advisers LLC
11 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Cetera Investment Advisers LLCSep 2023 to now
- Cetera Wealth Services, LLCAug 2023 to now
- Renaissance FinancialJul 2023 to now
- Minnesota Life Insurance CoJul 2023 to Aug 2023
- Securian Financial Services IncJul 2023 to Aug 2023
- Renaissance FinancialJun 2022 to Aug 2022
- Sandhills GlobalFeb 2022 to Jun 2022
- Tavern 180May 2021 to Jul 2023
- University of Nebraska LincolnAug 2019 to May 2023
- Shadow Ridge Country ClubMay 2019 to Aug 2020
- Firebirds GrillMay 2018 to Aug 2018
- Skutt CatholicAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NE, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7542767
- Firm CRD
- 105644