Marlon Moses
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
5 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Marlon Moses? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Sep 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 to now
- Massachusetts Mutual Life Insurance CoMay 2025 to Jul 2025
- Soni Resources GroupMay 2025 to May 2025
- Equitable Advisors, LLCApr 2022 to Apr 2025
- UnemployedDec 2021 to Apr 2022
- Nyc Health & Hospitals/kings County HospitalJul 2018 to Nov 2021
- Appleone IncApr 2018 to May 2018
- UnemployedJan 2018 to Mar 2018
- Jet.comDec 2017 to Dec 2017
- Diligent CorporationOct 2017 to Nov 2017
- UnemployedJun 2017 to Sep 2017
- Penn State UniversityAug 2013 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 5 states (CA, CT, DE, NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7541203
- Firm CRD
- 7691