Thomas Du
Investment adviser representative at Hilltop Securities Asset Management, LLC
10 yearsExperience
1 stateRegistered in
$37.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Hilltop Securities Asset Management, LLCMay 2024 to now
- Hilltop Securities Inc.May 2024 to now
- Wells Fargo Clearing ServicesMar 2023 to May 2024
- Fidelity InvestmentsSep 2021 to Feb 2023
- WaveinwaterApr 2021 to Sep 2021
- Anika WirelessMar 2021 to Apr 2021
- Dallas Texas ConsultantsAug 2020 to Mar 2021
- UnemployedMay 2020 to Aug 2020
- StudentAug 2019 to May 2020
- WaveinwaterJun 2019 to Aug 2019
- Blazin AsianMay 2019 to Jun 2019
- StudentAug 2018 to May 2019
- ChipotleMay 2018 to Aug 2018
- StudentAug 2016 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Hilltop Securities Asset Management, LLC
$37.7BAssets managed
60Clients
25Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7540845
- Firm CRD
- 110760