Ethan Kelton Caughey
Investment adviser representative at Charles Schwab & Co., Inc.
14 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
14 years in the industry.
- Charles Schwab Bank, SsbMay 2026 to now
- Charles Schwab & Co., Inc.Jun 2022 to now
- SchoolAug 2021 to Jun 2022
- Hula HutMay 2021 to Aug 2021
- SchoolMay 2020 to May 2021
- Randall's Grocery MarketApr 2020 to May 2020
- SchoolSep 2019 to Apr 2020
- Taco SweetsJun 2018 to Sep 2019
- School/unemployedJun 2012 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7540399
- Firm CRD
- 5393