William Michael Genovese
Investment adviser representative at UBS Financial Services Inc.
8 yearsExperience
2 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- UBS Financial Services, IncSep 2024 to now
- Quincy Cass AssociatesMay 2024 to Aug 2024
- Full Time EducationAug 2023 to Aug 2024
- UnemployedJan 2023 to Aug 2024
- New York Life Insurance CompanyApr 2022 to Dec 2022
- Doordash DriverApr 2020 to Apr 2021
- Full Time EducationAug 2018 to May 2022
- Full Time StudentSep 2016 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7539385
- Firm CRD
- 8174