Joseph Alexander Waris
Investment adviser representative at Oppenheimer & Co. Inc.
14 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Oppenheimer & Co. Inc.,May 2026 to now
- Everyone Wins Insurance Services, LLCApr 2026 to May 2026
- Northwestern Mutual Investment Services LLCMar 2026 to May 2026
- Mark SchuchardtMar 2026 to Apr 2026
- Mark D SchuchardtNov 2025 to Mar 2026
- Fidelity InvestmentsSep 2025 to Dec 2025
- TD Ameritrade Charles SchwabAug 2022 to Sep 2025
- Field and Ivy BreweryAug 2020 to Apr 2022
- Reddoor GrilAug 2020 to Mar 2022
- Omnishield Pest ControlMay 2018 to Aug 2019
- StudentAug 2017 to May 2022
- Hallbrook Country ClubMay 2017 to Jan 2018
- Waterway Car WashMay 2016 to Aug 2018
- Rockhurst High SchoolAug 2012 to Jan 2026
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (MO).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7539370
- Firm CRD
- 249