Nicholas Michael Romay
Investment adviser representative at Saxony Capital Management, LLC
11 yearsExperience
1 stateRegistered in
$367.9MFirm assets
18 yearsFirm in business
Are you Nicholas Michael Romay? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Saxony Capital Management, LLCJan 2026 to now
- Saxony Securities, IncJul 2024 to now
- University of Missouri-columbiaAug 2019 to Aug 2024
- Crushed RedAug 2016 to Aug 2021
- Kirkwood High SchoolAug 2015 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (MO).
Saxony Capital Management, LLC
Legal name: Saxony Capital Management LLC.
$367.9MAssets managed
762Clients
43Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7538680
- Firm CRD
- 122692