Ben Adler
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
30 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
30 years in the industry.
- Bank of America N.A.Jan 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to now
- Wells Fargo Clearing Services, LLCApr 2022 to Oct 2022
- Wells Fargo Bank, NAMar 2020 to Oct 2022
- Royal Blue InternationalMar 2019 to Feb 2020
- Aps USA IncAug 2016 to Feb 2019
- Advance Postage SystemsDec 1996 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7536622
- Firm CRD
- 7691