Thomas Jones
Investment adviser representative at LPL Enterprise, LLC
12 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Company of AmericaJul 2024 to now
- Pruco Securities LLCJul 2024 to Nov 2024
- Northwestern Mutual Investment Services LLCMar 2023 to Jul 2024
- Northwestern Mutual Life Insurance CompanyJun 2022 to Jul 2024
- Market SourceSep 2019 to Dec 2019
- Navy Federal Credit UnionJun 2019 to May 2022
- StudentSep 2015 to May 2021
- Sears HoldingJun 2014 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (MD).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7535977
- Firm CRD
- 8733