Dailoc L Tran
Investment adviser representative at Thrivent Investment Management Inc.
11 yearsExperience
3 statesRegistered in
$20.8BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Thrivent FinancialJan 2026 to now
- Thrivent Investment Management Inc.Jan 2026 to now
- UnemployedSep 2024 to Jan 2026
- J.P. Morgan Securities LLCApr 2022 to Sep 2024
- JPMorgan Chase Bank, N.A.Aug 2019 to Apr 2022
- UnemployedMay 2019 to Jul 2019
- 7 Leaves CafeNov 2015 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 3 states (CA, OK, TX).
Thrivent Investment Management Inc.
$20.8BAssets managed
125,754Clients
3,179Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7535528
- Firm CRD
- 18387