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Emily E Duffy

Investment adviser representative at Nuveen Asset Management, LLC
12 yearsExperience
1 stateRegistered in
$280.5BFirm assets
15 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting

Experience

12 years in the industry.

  1. Nuveen Asset Management, LLCJun 2022 to now
  2. Nuveen Securities, LLCJun 2022 to now
  3. Sb Capital PartnersJun 2021 to Jul 2021
  4. Pasta MiaMay 2019 to Jul 2019
  5. University of TennesseeAug 2018 to May 2022
  6. Home DepotMay 2018 to Jan 2022
  7. Pasta MiaMay 2017 to Jul 2017
  8. South Elgin High SchoolAug 2014 to May 2018

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (IL).

Nuveen Asset Management, LLC

$280.5BAssets managed
65,258Clients
256Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7534929
Firm CRD
155584
Advisor's SEC record (opens in a new tab)
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