Nicholas Ruppe
Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Ameriprise Financial Services, LLCMar 2026 to now
- Key Investment Services, LLCOct 2024 to Jan 2026
- Keybank NAOct 2024 to Jan 2026
- UnemployedApr 2024 to Oct 2024
- Nylife Securities LLCSep 2023 to Apr 2024
- New York Life Insurance CompanyApr 2022 to Apr 2024
- UnemployedAug 2021 to Oct 2022
- Stafford PressDec 2019 to May 2021
- University of ArizonaAug 2015 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (WA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7533092
- Firm CRD
- 6363