William Erik Swecker
Investment adviser representative at Principal Advised Services
14 yearsExperience
2 statesRegistered in
$1.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Principal Advised ServicesApr 2024 to now
- Principal Life Insurance CompanyJan 2024 to now
- Principal Securities, Inc.Jan 2024 to now
- UnemployedJul 2023 to Jan 2024
- J.P. Morgan Securities LLCMar 2022 to Jul 2023
- JPMorgan Chase Bank, N.A.Mar 2022 to Jul 2023
- UnemployedAug 2021 to Feb 2022
- RehabmartMar 2021 to Jul 2021
- UnemployedSep 2020 to Feb 2021
- Jersey MikesJun 2012 to Aug 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 2 states (IA, NC).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7532413
- Firm CRD
- 297324