Bailey Rose Warrick
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Principal Securities, Inc.Apr 2022 to now
- Principal Life Insurance CompanyJul 2021 to now
- Medical LeaveJun 2021 to Jul 2021
- KohlsFeb 2019 to May 2021
- Green Hills ReitrementNov 2018 to Jun 2020
- KmartJun 2018 to Aug 2018
- Nationwide InsuranceMay 2018 to Oct 2018
- KinglandDec 2017 to May 2018
- HachMar 2017 to Nov 2017
- Sams ClubAug 2016 to Dec 2016
- HyveeJul 2014 to May 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IA, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7531957
- Firm CRD
- 1137