Raul A Mendez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Sep 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2025 to now
- Robinhood Markets, Inc.Jun 2024 to Jun 2025
- Charles Schwab & Co., Inc.May 2022 to Jun 2024
- TD AmeritradeMay 2022 to Nov 2023
- Be a Champion, inc.Feb 2021 to Jun 2021
- WalmartJun 2020 to Aug 2020
- AmazonApr 2020 to May 2020
- Unt Financial Aid OfficeSep 2018 to Jun 2022
- University of North Texas SystemSep 2018 to May 2022
- Highland Park CafeteriaJan 2017 to Oct 2020
- Full-time EducationApr 2012 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7531627
- Firm CRD
- 7691