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Monica A Hower

Investment adviser representative at Principal Securities, Inc.
9 yearsExperience
3 statesRegistered in
$17BFirm assets
28 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

9 years in the industry.

  1. Principal Securities, Inc.Feb 2025 to now
  2. Principal Life Insurance CoDec 2024 to now
  3. Principal Securties IncDec 2024 to now
  4. Principal Funds Distributor, Inc.May 2024 to Dec 2024
  5. Geeks Who DrinkMay 2022 to Dec 2022
  6. PrincipalMar 2022 to Jun 2024
  7. SafecitiesMay 2020 to Feb 2022
  8. Palmer GroupJan 2020 to May 2020
  9. Signature ConsultantsNov 2019 to Jan 2020
  10. Fox BrewingAug 2019 to Oct 2021
  11. Twisted Vine BrewingJul 2019 to Jan 2020
  12. UnemployedJan 2019 to Jul 2019
  13. Safe Credit UnionMar 2017 to Jan 2019
  14. InfostarNov 2015 to Mar 2017

Exams passed

  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 3 states (CO, IA, TX).

Principal Securities, Inc.

$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7530962
Firm CRD
1137
Advisor's SEC record (opens in a new tab)
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