Alec R Pfriem
Investment adviser representative at UBS Financial Services Inc.
26 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- UBS Financial Services, Inc.Apr 2025 to now
- Morgan StanleyJun 2024 to Apr 2025
- High Five Sports AcademyJun 2024 to Feb 2025
- Valhalla Golf ClubJun 2024 to Sep 2024
- Morgan StanleyJun 2022 to Aug 2023
- Vector MarketingMar 2021 to Jul 2021
- Bellarmine UniversityAug 2019 to May 2024
- Archbishop Moeller High SchoolAug 2018 to Jun 2019
- Roger Bacon High SchoolAug 2016 to Jul 2018
- UnemployedJun 2000 to Feb 2021
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (OH).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7530881
- Firm CRD
- 8174