James Austin Head
Investment adviser representative at Stifel, Nicolaus & Company, Incorporated
11 yearsExperience
1 stateRegistered in
$197.5BFirm assets
51 yearsFirm in business
Are you James Austin Head? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Stifel, Nicolaus & Company, IncorporatedOct 2025 to now
- StifelOct 2025 to now
- Sea Island CompanySep 2024 to Oct 2025
- Northwestern MutualMar 2024 to Sep 2024
- Sea Island CompanyDec 2023 to Mar 2024
- Morgan Stanley Smith Barney LLCJun 2023 to Dec 2023
- Wileybros Aintree CapitalMar 2022 to Dec 2022
- Sea Island CompanyMar 2020 to Jun 2023
- The Club SsiAug 2019 to Jun 2020
- Target DistributionJan 2019 to Apr 2019
- Darden RestaurantsAug 2018 to Dec 2018
- Landscapes LLCMay 2018 to Aug 2018
- Walmart DistributionJun 2017 to Mar 2018
- College of Coastal GeorgiaAug 2015 to Dec 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 1 state (GA).
Stifel, Nicolaus & Company, Incorporated
$197.5BAssets managed
236,191Clients
3,341Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7530807
- Firm CRD
- 793