Alfonso Charles
Investment adviser representative at Broadway Wealth Solutions
12 yearsExperience
1 stateRegistered in
$308.1MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Broadway Wealth Solutions, Inc.Feb 2014 to now
- Equitable Advisors, LLCAug 2022 to Feb 2024
- University Health SystemAug 2020 to Aug 2022
- St. Mary's UniversityAug 2017 to May 2021
- WalmartMar 2017 to Jul 2020
- Papa JohnsJan 2017 to Mar 2017
- WalmartJun 2016 to Dec 2016
- Health Careers High SchoolAug 2014 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Broadway Wealth Solutions
Legal name: Broadway Wealth Solutions, Inc.
$308.1MAssets managed
906Clients
11Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7529069
- Firm CRD
- 291753