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Thomas Arthur Cowan

Investment adviser representative at Charles Schwab & Co., Inc.
43 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning

Experience

43 years in the industry.

  1. Charles Schwab & Co., Inc.Mar 2022 to now
  2. Old Chicago Pizza & TaproomsAug 2021 to Mar 2022
  3. Retired/unemployedMay 2019 to Aug 2021
  4. State of Wyoming OfficeJun 1983 to May 2019

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (WY).

Charles Schwab & Co., Inc.

$0Assets managed
0Clients
6,777Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7528944
Firm CRD
5393
Advisor's SEC record (opens in a new tab)
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