Samuel Mills Hardy
Investment adviser representative at TD Private Client Wealth LLC
13 yearsExperience
2 statesRegistered in
$8.6BFirm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- TD Bank N.A.Sep 2026 to now
- TD Private Client Wealth LLCSep 2026 to now
- Nest Investments Bd LLCJul 2023 to Jun 2026
- Nest Investments LLCJul 2023 to Jun 2026
- Hardy SolutionsAug 2022 to Jul 2023
- J.P. Morgan Securities LLCMar 2022 to Jul 2023
- JPMorgan Chase Bank, N.A.May 2021 to Jul 2023
- Mission BbqNov 2020 to Jun 2021
- PropegyAug 2020 to Oct 2020
- D4 Creative GroupJun 2020 to Aug 2020
- Hugh's RelocationNov 2019 to Dec 2019
- Temple UniversityAug 2017 to May 2021
- UnemployedMar 2017 to Jul 2017
- ChipotleFeb 2017 to Feb 2017
- UnemployedNov 2013 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, PA).
TD Private Client Wealth LLC
$8.6BAssets managed
25,685Clients
530Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7526838
- Firm CRD
- 164484