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Sebastiano La rosa

Investment adviser representative at Ameriprise Financial Services, LLC
11 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Ameriprise Financial Services, LLCSep 2026 to now
  2. Soccer Xs, LLCSep 2024 to now
  3. Bank of America, N.A. eMar 2025 to Aug 2026
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2025 to Aug 2026
  5. UnemployedMay 2024 to Sep 2024
  6. Tjx Companies, Inc.May 2023 to Apr 2024
  7. Wells Fargo Securities, LLCFeb 2022 to May 2023
  8. BenefyttNov 2020 to Jan 2022
  9. Chewy, Inc.Jul 2020 to Nov 2020
  10. Gt EntrepreneursMay 2019 to Aug 2019
  11. Indiana UniversityJul 2018 to May 2020
  12. Olive GardenJun 2017 to Jan 2018
  13. CignaJun 2015 to Jul 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2022
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (CT).

Ameriprise Financial Services, LLC

$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7522355
Firm CRD
6363
Advisor's SEC record (opens in a new tab)
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