Caroline L Richmond
Investment adviser representative at Edward Jones
19 yearsExperience
1 stateRegistered in
$1TFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Edward JonesDec 2024 to now
- Heard Mcelroy & VestalFeb 2024 to Oct 2024
- Gollob Morgan PeddyMay 2023 to Feb 2024
- Heard Mcelroy & VestalOct 2022 to May 2023
- Edward JonesJun 2022 to Jun 2023
- Sam Houston State University - Office of the ProvostJul 2021 to Dec 2021
- Hargrove Smelley StricklandJan 2021 to Oct 2022
- UnemployedAug 2007 to May 2023
Exams passed
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Edward Jones
Legal name: Edward D. Jones & Co., L.P.
$1TAssets managed
4,069,320Clients
24,099Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7522166
- Firm CRD
- 250