Lisa Dawn Booth
Investment adviser representative at First Citizens Investor Services, Inc.
25 yearsExperience
1 stateRegistered in
$2.6BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
25 years in the industry.
- First Citizens Investor Services, Inc.Mar 2022 to now
- First Citizens Bank & Trust CompanyOct 2020 to now
- First BankFeb 2020 to Oct 2020
- First HorizonAug 2017 to Feb 2020
- Highlands Union BankApr 2001 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NC).
First Citizens Investor Services, Inc.
$2.6BAssets managed
7,645Clients
323Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7521040
- Firm CRD
- 44430