Dalton William Kleinhen
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2025 to now
- MercariApr 2015 to now
- The Vanguard Group, Inc.Apr 2022 to Apr 2025
- DoordashMar 2022 to Mar 2022
- Ink N IvyFeb 2021 to Feb 2022
- 9round FitnessJan 2020 to May 2020
- Steelfire Kitchen&barMay 2019 to Jan 2020
- Greene TurtleMay 2017 to Jan 2019
- U of South CarolinaAug 2016 to Jun 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7520426
- Firm CRD
- 7691