Dylan James Roth
Investment adviser representative at LPL Financial LLC
14 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCMar 2022 to now
- Alltru Investment ServicesJan 2022 to now
- Vantage Credit UnionJul 2021 to now
- Wood & Huston BankDec 2019 to May 2021
- Rich's Frozen CustardMay 2018 to Aug 2018
- Full-time StudentAug 2017 to May 2021
- Rich's Frozen CustardMay 2017 to Aug 2017
- Full-time StudentJan 2012 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7519601
- Firm CRD
- 6413