Aaron Anthony Smith
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Aaron Anthony Smith? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jul 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2026 to now
- Morgan Stanley Smith Barney LLCAug 2022 to May 2026
- Phx FinancialOct 2021 to Jul 2022
- Magnum 152Feb 2021 to Nov 2021
- US PawnFeb 2020 to Jan 2021
- C2 TacticalApr 2019 to Dec 2020
- Arizona State UniversityAug 2018 to Dec 2020
- StodddarsMar 2018 to Sep 2018
- Midtown TavernJul 2017 to Mar 2018
- La Fitness / Fitness InternationalJan 2017 to Jul 2017
- Auto ZoneNov 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7518801
- Firm CRD
- 7691