Cole Charles
Investment adviser representative at Citigroup Global Markets Inc.
13 yearsExperience
1 stateRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Citigroup Global Markets Inc.Nov 2025 to now
- CitigroupOct 2025 to now
- Bank of America, N.A.Dec 2024 to Sep 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 to Sep 2025
- Wells Fargo Clearing Services, LLCMar 2023 to Sep 2024
- James IrwinJan 2023 to Mar 2023
- Northwestern Mutual Life Insurance CompanyJul 2022 to Jan 2023
- Northwestern Mutual Investment Services LLCFeb 2022 to Jul 2022
- Elmhurst UniversityJan 2020 to May 2022
- Jamesons CharhouseJun 2018 to Feb 2022
- Tgi FridaysSep 2017 to May 2018
- University of IllinoisJan 2016 to May 2018
- McdonaldsOct 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IL).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7517716
- Firm CRD
- 7059