Nicholas Jonathan Flocos
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Bank of America, N.A.Jul 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2024 to now
- Alloy Capital LLC DatesApr 2024 to now
- University of MarylandJan 2022 to now
- Dxc TechnologyNov 2023 to Feb 2024
- T3 Trading Group, LLCMay 2023 to Jan 2024
- Bank of America N.A.May 2022 to May 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2022 to May 2023
- University of FloridaMay 2020 to Dec 2021
- Alloy Capital LLCJul 2019 to May 2022
- Dmvrank LLCAug 2017 to Jun 2019
- Northern Virginia Community CollegeMay 2017 to Aug 2020
- Langley High SchoolSep 2014 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2024
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (DC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7516594
- Firm CRD
- 7691