Adad Bauger
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Nov 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Truist Investment Services, IncOct 2023 to Oct 2024
- Regal Securities IncJan 2022 to Oct 2023
- Mccoy Federal Credit UnionJun 2021 to Sep 2021
- University of Central FloridaAug 2019 to Dec 2022
- Swissport/spirit AirlineApr 2019 to Jun 2021
- Hmshost CorporationApr 2018 to Jul 2018
- Abercrombie & Fitch Co.Dec 2017 to Jan 2018
- Warner UniversityAug 2017 to Apr 2019
- Hmshost CorporationApr 2017 to Jul 2017
- Secondary EducationJan 2013 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7515092
- Firm CRD
- 7691