Scott Smith
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCApr 2026 to now
- Flagstar BankApr 2026 to now
- J.P. Morgan Securities LLCAug 2023 to Apr 2026
- JPMorgan Chase Bank, N.A.Aug 2023 to Apr 2026
- Bank of America, N.A.Feb 2022 to Jul 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2022 to Jul 2023
- Flagstar BankJan 2021 to Feb 2022
- Cornerstone Community Financial Credit UnionDec 2019 to Jan 2021
- Ray Laethem Motor VillageAug 2019 to Nov 2019
- The Apparatus RoomMay 2018 to Jul 2019
- The Detroit Athletic ClubOct 2017 to Mar 2018
- The Country Club of DetroitApr 2014 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (MI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7513471
- Firm CRD
- 6413